Annual Retirement Plan Checklist

Insight By
Mike Iley
Topic
Retirement Plans

As a plan sponsor, you’re automatically a fiduciary. In the world of ERISA, DOL and IRS, a fiduciary is one who acts only in the best interest of a plan’s participants and its beneficiaries with the care of a “prudent person.”

You are responsible for keeping your plan in compliance with government regulations. One of the important areas of compliance involves the many documents of plan administration. These documents must be in writing and kept at your fingertips in case you need to refer to them. It is not enough to have copies of the documents in your file cabinet—you must understand and closely follow them.

Click below to download our Plan Sponsor Guide: Annual Retirement Plan Checklist.

Insight By
Mike Iley
Managing Director
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File Number

3463296.1

Topic
Retirement Plans
Published on

February 23, 2021

updated on

February 23, 2021

Disclosure

This article is for educational purposes only. The tax and legal references attached herein are designed to provide accurate and authoritative information with regard to the subject matter covered and are provided with the understanding that LoVasco Consulting Group is not engaged in rendering tax or legal services. If tax or legal advice is required, you should consult your accountant or attorney. LoVasco Consulting Group does not replace those advisors.

Securities and Investment Advisory Services offered through M Holdings Securities, Inc., a registered broker dealer and Investment Advisor, member FINRA / SIPC. LoVasco Consulting Group is independently owned and operated.

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